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Tuesday, November 19, 2019, 1:00-2:00pm

Closely held companies raise capital through private placements, an offering of stock or other securities to private investors.

Offerings of every size must comply with a dense set of federal securities regulation that require the offering of securities to be registered with the Securities and Exchange Commission or qualify for an exemption from registration, mostly commonly Regulation D. Failure to understand the regulatory framework and draft private placement documents exposes the offering company to substantial financial liability.

This program provides a practical guide to planning private placements, drafting the operative agreements, and understanding the regulatory framework governing them.

Part 1 topics include:

  • How private placements are used as a practical matter in capital raises
  • Understanding the securities law and regulatory framework of private placements
  • Reliance on Reg. D safe harbor to avoid registration – amounts raised, accredited investor, timeframes, non-solicitation
  • Understanding exempt securities v. exempt offerings

Click on the "In Depth" tab for tuition and speaker information.

Web Event Information
Start Time:
November 19, 2019 1:00 PM Eastern
12:00 PM Central, 11:00 AM Mountain, 10:00 AM Pacific
Add to Calendar:
Estimated Length:
1 hour
Registration Time Remaining:
7 days, 6 hours
Registration Fee:
Free
Private Placements: Raising Capital from Investors - Part 1 | Phone/Audio Streaming
TUITION RATE.    

All Attendees: $80


Early discount and CLE Premier Pass rates are not available for this program. 

FACULTY.  Coming Soon. 
Speaker Information
S Lee Terry   [ view bio ]
Individual topic purchase: Selected
NC State Bar
Mandatory Continuing Legal Education (MCLE) and Certified Paralegal Education (CPE) (Total): 1.00
Questions?
CLE Premier Pass
Products
PHONE/AUDIO STREAMING Tuesday, November 19, 2019 | #857T13
NCBA Price:$0.00