Friday, August 10, 2018
Closely held companies raise capital through private placements, an offering of stock or other securities to private investors.
Offerings of every size must comply with a dense set of federal securities regulation that require the offering of stock or other equity interest to be registered with the Securities and Exchange Commission or qualify for one of the exemptions from registration, mostly commonly Regulation D.
Failure to understand the regulatory framework and draft the private placement documents accordingly exposes the offering company to substantial financial liability.
This program provides a practical guide to planning private placements, drafting the operative agreements, and understanding the regulatory framework governing them.
Part 2 topics include:
- Practical guidance on drafting subscription agreements
- Understanding disclosures in offering documents and liability for issuer of securities
- Special issues for small private placements
- Crowdfunding as a capital raising tool
Click on the "In Depth" tab for tuition and speaker information.